0000894579-14-000030.txt : 20140130 0000894579-14-000030.hdr.sgml : 20140130 20140129194709 ACCESSION NUMBER: 0000894579-14-000030 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140130 DATE AS OF CHANGE: 20140129 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WESTELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001002135 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 363154957 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48551 FILM NUMBER: 14558311 BUSINESS ADDRESS: STREET 1: 750 N COMMONS DRIVE CITY: AURORA STATE: IL ZIP: 60504 BUSINESS PHONE: 6308982500 MAIL ADDRESS: STREET 1: 750 NORTH COMMONS DRIVE CITY: AURORA STATE: IL ZIP: 60504 FORMER COMPANY: FORMER CONFORMED NAME: ELECTRONIC INFORMATION TECHNOLOGIES INC DATE OF NAME CHANGE: 19951012 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Hoeft David Clinton CENTRAL INDEX KEY: 0001567096 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET, 40TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 SC 13G/A 1 hoeft13ga012714.htm SCHEDULE 13GA hoeft13ga012714.htm
 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
____________

 
SCHEDULE 13G

(Amendment No. 1)*
 
 
Under the Securities Exchange Act of 1934
 


Westell Technologies, Inc.
(Name of Issuer)
 
 
Class A Common Stock, $0.01 Par Value
(Title of Class of Securities)
 
 
957541105
(CUSIP Number)
 
 
December 31, 2013
(Date of Event Which Requires Filing of this Statement)
 
 
 
     Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
            [   ]
Rule 13d-1(b)
            [   ]
Rule 13d-1(c)
            [X]
Rule 13d-1(d)
 
 
_______________
 
        *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
    The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 


CUSIP No. 957541105
   13G  
Page 2 of 5 Pages

1.
NAMES OF REPORTING PERSONS
 
David Clinton Hoeft
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)
[  ]
     
 
     (b) [  ]
       
   
3.
SEC USE ONLY
   
   
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
U.S.A.
 
 
NUMBER OF SHARES BENEFICIALLY
OWNED BY  EACH
REPORTING PERSON
WITH:
 
5.
 
SOLE VOTING POWER
 
 
 
2,484,904
 
6.
 
SHARED VOTING POWER
 
 
 
0
 
7.
 
SOLE DISPOSITIVE POWER
 
 
 
2,484,904
 
8.
 
SHARED DISPOSITIVE POWER
 
 
 
0
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,484,904
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
 
Not applicable.
 
 
[  ]
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
5.5%1
 
12.
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
IN
 
 
 
 
____________________________
1The percentages used in this Schedule 13G are calculated based upon the shares of Class A Common Stock, $0.01 Par Value, issued and outstanding as of October 16, 2013, as reported on the Issuer’s Quarterly Report on Form 10-Q filed with the U.S. Securities and Exchange Commission on November 7, 2013.


 

 
 

 


 
 
CUSIP No. 957541105
   13G  
Page 3 of 5 Pages
 
 
 
Item 1(a).
Name of Issuer:
 
Westell Technologies, Inc.
 
Item 1(b).
Address of Issuer's Principal Executive Offices:
 
  750 North Commons Drive, Aurora, IL 60504
 
Item 2(a).
Name of Person Filing:
 
   David Clinton Hoeft
 
Item 2(b).
Address of Principal Business Office:
 
  555 California Street, 40th Floor, San Francisco, CA  94104
 
Item 2(c).
Citizenship:
 
U.S.A.
 
Item 2(d).
Title of Class of Securities:
 
                       Class A Common Stock, $0.01 Par Value
 
Item 2(e).
CUSIP Number:
 
    957541105
 
Item 3.
If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
 
    
    (a)  [   ]      Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
 
    (b)  [   ]      Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
 
    (c)  [   ]      Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
 
(d)  [   ]      Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
(e)  [   ]      An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);
 
(f)  [   ]      An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);
 
(g) [   ]      A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);
 
(h) [   ]      A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
(i)  [   ]      A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
(j)  [   ]     A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J);
 
    (k) [   ]      Group, in accordance with Section 240.13d-1(b)(1)(ii)(K).
 
 Not Applicable.
  
 
 

 

 
 
 
CUSIP No. 957541105
   13G  
Page 4 of 5 Pages
 
 
                 
Item 4.
Ownership.
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
   (a)  Amount beneficially owned: 2,484,904
     
 
 (b)
 Percent of class: 5.5%
     
   (c)  Number of shares as to which the  person has:  
 
 
(i)
Sole power to vote or to direct the vote:
2,484,904
     
 
(ii)
Shared power to vote or to direct the vote: 0
     
 
(iii)
Sole power to dispose or to direct the disposition of:
2,484,904
     
 
 (iv)
Shared power to dispose or to direct the disposition of: 0
   
 Item 5. Ownership of Five Percent or Less of a Class.
   
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]
   
  Not Applicable.
   
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
   
 
Not Applicable.
   
 Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
   
  Not Applicable.
   
 Item 8. Identification and Classification of Members of the Group.
   
   Not Applicable.
 
Item 9.
Notice of Dissolution of Group.
 
       Not Applicable.
 
 Item 10.
Certifications.
 
       Not Applicable.

 
 

 
 
 
 
CUSIP No. 957541105
   13G  
Page 5 of 5 Pages


 
  
SIGNATURE

 
                   After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
           Date:  January 29, 2014

 

   
 
By:
/s/ David C. Hoeft
 
  Name: David Clinton Hoeft